Job Title
Compliance Associate
Business Area
Core
Our Core Teams rise to the challenges of running a fast-moving, quick-growing global business. They’re the backbone of our corporate structure. They make sure we work effectively - and efficiently. And above all, they create a supportive and inclusive home for some of the most talented people on the planet.
Location
Shanghai
Shanghai is another of our larger offices, and you’ll find us in the centre of the city next to the Natural History Museum and Jing’an Sculpture Park. Our building is a Gensler-designed addition to the Jing’an skyline; a 60-story prime office building and retail pavilion with great transport links. Inside, you’ll discover everything from fine dining to relaxing spaces, all with spacious interiors and outdoor terraces overlooking the entire park.
Company Description
Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24/7 coverage through our team of 1,300+ employees located across 11 offices.
Job Description
Position Overview
At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in Shanghai. The main purpose of this role is to support the compliance requirements of the business across all our international offices.
Skills
- Organised with excellent attention to detail.
- Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices.
- Excellent oral and written communication skills.
- Ability to identify risks and apply strategies or seek guidance to minimise them.
- Ability to prioritise competing goals and interests and manage time effectively.
Responsibilities
- Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
- Monitoring of active projects and experts to mitigate potential risks.
- Answering day-to-day compliance queries from business units and clients.
- Delivering compliance training to new and existing employees.
- Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
- Reviewing clients’ compliance procedures in a critical manner to improve and implement them.
- Dealing with ad-hoc projects as directed by management.
Qualifications
- Bachelor’s Degree required
- Previous compliance experience within financial services highly desirable but not essential
Additional Information
How will you be rewarded?
- Vacation: 15 days (which increases to 20 days after 2 years of service)
- Learning: personal development allowance of ￥9,000 per year, which can be used for any learning programmes you feel would be beneficial for you `
- Health and wellbeing: private medical insurance, Modern Health to focus on mental health. Supplementary housing allowance
- Future and family: pension scheme and vitality private medical insurance
- Flexibility: work from anywhere for one month per year, 2 annual volunteer days, 2 personal days when life throws you a curveball and 'Summer Fridays'
- Rewards: get points through our colleague-to-colleague recognition programme to spend on hotels, gift cards, donations to charity and more
- Social: weekly optional social gatherings, daily breakfast and snacks, social events
The successful candidate must, by the start of the employment, have permission to work in the country they are applying
We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application.